#WeAreTradeStation TradeStation is an online brokerage firm seeking to level the playing field for self-directed investors and traders, empowering them to claim their individual financial edge.  At TradeStation, we're continuously pushing the boundaries of what's possible, encouraging out-of-the-box thinking and relentless search for innovation.

What We Are Looking For:
The Senior Information Systems and Information Technology Auditor will be an independent contributor and will be responsible for the timely execution of controls testing for Japanese Sarbanes Oxley (JSOX) or U.S. SOX compliance, risk-based audits in accordance with the annual audit plan as well as assisting with other audit matters and subjects. The responsibilities will include supporting the IT Audit lead and the Audit Directors for Finance, Operations and Regulatory audits in the design of testing procedures, executing testing steps to evaluate the adequacy and effectiveness of the Information Systems and Information Technology, , and work with management to identify remediation plans for observations noted. 

What You'll Be Doing:

• Assist with the planning and execution of the IT Audit portion of audit engagements
• Document test steps and results to standards expected by external auditors
• Prepare executive ready audit reports
• Provide guidance on best practices in Information Systems auditing
• Communicate findings to stakeholders
• Conduct interviews, gather information, document and/or update prior system matrix and dataflows
• Identify and document audit issues and recommendations for improvement
• Work on multiple projects simultaneously and take initiative to manage priorities and meet deadlines
• Use technical, business, and problem-solving skills to provide in-depth audit and consulting services for system development projects, focusing on business process, application, information technology and project management risks and controls
• Perform research and attend virtual and live training to maintain and enhance knowledge necessary to effectively support IT Internal Audit and the business
• Clearly articulate the role and value of the Internal Audit function, underscoring independence, and objectivity
• Participate in special projects, investigations, due diligence, reorganizations, new products, and system implementations
• Conduct IT and end to end process internal audits to ensure effective internal controls are in place
• Manage the completion of all phases of the audit process for assigned IT audits and special projects
• Consult continuously with the Company's external auditors and provide assistance as needed
• Conduct the annual testing and internal control assessments required by Sarbanes-Oxley

The Skills You Bring:

• Ability to manage multiple, changing, and competing priorities in a fast-paced, interactive, results-based team environment
• Ability to balance diplomacy with assertiveness and hold difficult or sensitive discussions with confidence, while gaining and/or maintaining the trust of others
• Extensive knowledge and experience performing JSOX or SOX Information Technology General Control Testing (ITGC) testing such as access controls, change management, information security and IT operations
• Extensive knowledge and experience related to Information Technology Application Controls (ITAC)
• Extensive knowledge of management information systems terminology, concepts, and practices
• Extensive knowledge of and experience utilizing various methodologies and frameworks, including, pertinent ISO standards, COBIT, COSO, ITIL, NIST, etc.
• Knowledge of auditing key systems such as Windows OS, SQL, and AWS
• Able to communicate effectively (orally and written) with professionalism and possess strong presentation skills among all levels of management
• Experience in documenting process flows and diagrams utilizing tools such as Visio
• Demonstrates an in-depth and current knowledge of relevant industry trends as it pertains to technology
• Experience in providing control documentation support for operational and financial audits
• Proven ability to critically assess, drive action, and deliver meaningful results in a high-paced environment
• Strong work ethic, initiative, teamwork, and flexibility to assist department in meeting organizational goals
• Adhere to the highest degree of professional standards including independence, objectivity, fairness, and strict confidentiality

Minimum Qualifications:

• 4-year college degree in Information Systems or other relevant major
• 2 + years’ experience in the financial services or Technology sector
• 4+ years in public accounting (Big 4) or directly related equivalent
• A minimum of 4 years’ experience in an Internal or External Audit role
• Solid knowledge of IT Auditing/SOX concepts and practices
• Experience across various IT domains: cybersecurity, infrastructure, IT operations, Cloud, etc.
• Experience managing own project portfolio, creating work plans, auditing processes, and writing reports
• Certified Information Systems Auditor (“CISA”)
• Knowledge on ISA (International Standards on Auditing)
• Demonstrated ability to provide exemplary leadership within an Audit organization

Additional Desired Qualifications:

• Knowledge on IFRS (International Financial Reporting Standards)
• Certified Information Systems Security Professional (“CISSP”) or Certified Information Security manager (“CISM”) valued
• Certified Internal Auditor (“CIA”) highly valued

What We Offer:

• Collaborative work environment
• Competitive Salaries
• Yearly bonus
• Comprehensive benefits for you and your family starting Day 1
• Unlimited Paid Time Off
• Flexible working environment
• TradeStation Account employee benefits, as well as full access to trading education materials
• Pay Range (US) $96-113K (Countries outside of the US have differing ranges in accordance with local labor markets)

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